Was my investment account mismanaged or neglected?
Brokers and financial advisors owe certain duties to their clients, and the failure to adequately discharge those duties may cause the broker or advisor to be liable for losses and damages. Our lawyer is knowledgeable in these rules and regulations, and generally after an initial consultation, a client is better informed about whether their account has been mismanaged, and to what extent.
Mismanagement can take on many forms. It includes unsuitable recommendations (recommendations or strategies that do not match the customer's investment objectives and risk tolerances), churning (doing something in the account to generate a commission for the broker), excessive trading (creating excessive transactions that don't benefit the client), borrowing money, selling private investments away from the firm, and many other forms of mismanagement that are too numerous to detail here.
If you have any concern that your account has been mismanaged or neglected by your financial professional, please contact us for a free consultation.
Client Reviews
★★★★★
Bryan Forman helped me through the turmoil of an investment advisor taking my family’s money. I was depressed and they gave me hope. They helped me recover some of the money taken from me. Bryan and his assistant Melody Bounds helped me with other concerns in my life and I am grateful. They kept me informed every step of the way and I highly recommend their firm. Nancy
★★★★★
Down to earth, personal, professional attention
Bryan and his assistant Melody could not have been more kind, compassionate and attentive. They explained everything that would be happening and were always available. My family is extremely grateful for the way they handled our legal issue. I would highly recommend them for your investment and securities issues. Vicki
★★★★★
I hired Bryan to help me with an issue with a financial institution. Bryan and his assistant Melody Bounds were professional and personal while resolving my situation. Bryan's experience and expertise were crucial in the positive outcome. Both he and Melody spent long hours researching and preparing my case. There was excellent communication during the process and they always kept me informed on the current events in my case. They treated me like family and not just a client. I would highly recommend Bryan Forman to represent anyone that needs legal representation regarding possible malpractice regarding investment fraud. Bryan will listen sincerely to your situation and give you his honest opinion on the validity of your case. John