Forman Law Firm continuously investigates broker misconduct and enforcement proceedings announced by FINRA, the SEC, and various State's securities regulators. Frequently, when a broker or firm is found to have violated securities rules and regulations, there are numerous customers that have been victimized by the conduct. Frequently, we are able to bring class actions or "mass" or grouped complaints which serve to emphasize the misconduct, and often results in a more economic representation compared to individual cases.
If you want to know whether your broker, adviser or brokerage firm is or has been the subject of investigation or enforcement proceedings, please give us a call.
Bryan Forman helped me through the turmoil of an investment advisor taking my family’s money. I was depressed and they gave me hope. They helped me recover some of the money taken from me. Bryan and his assistant Melody Bounds helped me with other concerns in my life and I am grateful. They kept me informed every step of the way and I highly recommend their firm.
Down to earth, personal, professional attention
Bryan and his assistant Melody could not have been more kind, compassionate and attentive. They explained everything that would be happening and were always available. My family is extremely grateful for the way they handled our legal issue. I would highly recommend them for your investment and securities issues.
I hired Bryan to help me with an issue with a financial institution. Bryan and his assistant Melody Bounds were professional and personal while resolving my situation. Bryan's experience and expertise were crucial in the positive outcome. Both he and Melody spent long hours researching and preparing my case. There was excellent communication during the process and they always kept me informed on the current events in my case. They treated me like family and not just a client. I would highly recommend Bryan Forman to represent anyone that needs legal representation regarding possible malpractice regarding investment fraud. Bryan will listen sincerely to your situation and give you his honest opinion on the validity of your case.